Kate Capital LLC

RIASEC Registered
Total AUM
$207M
Discretionary
$207M
100% of AUM
Avg account
$41.4M
Accounts
5
Employees
8
Advisory reps
2

Firm details

Headquarters
Westport, Connecticut
CRD number
329897
Registered since
November 13, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Kate Capital LLC is a hedge-fund–structured advisory firm that focuses on managing pooled investment vehicles for institutional investors. The firm is organized as a limited liability company with individual ownership and is registered with the SEC in 2024. Its advisory activity centers on portfolio management for pooled vehicles, and it operates in roles typical to fund sponsors — including acting as a CPO/CTA and as sponsor, general partner, or managing member of pooled structures. Fee arrangements combine a percentage of assets under management with performance-based fees. The firm does not position itself as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
10 Wright St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth