Aspetuck Financial Management LLC
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 134500
- Registered since
- June 21, 2022
- Website
- www.aspetuckfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI76.47%
- Individuals11.29%
- Pension & Profit Sharing Plans10.04%
- Corporations / Businesses2.21%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Aspetuck Financial Management LLC is an independent, individual-owned Registered Investment Adviser that began its SEC registration in 2022. The firm provides financial planning and portfolio management primarily for individuals, families and small-business clients, charging fees as a percentage of assets under management. Its stated operating model centers on discretionary portfolio oversight rather than acting as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Public Funds/Mutual Funds42%
- US Government Bonds1%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$116M in ETFs
92%
$107M
4%
$9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF (FLRN) | State Street | Passive | Ultrashort Bond | $10.2M | 330,156 | 8.75% |
Location
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 27 A Imperial Ave
- Time zone
- ET (UTC-5)
- Office locations
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