Drum Hill Capital, LLC

RIASEC RegisteredEst. 2006
Total AUM
$194M
Discretionary
$172M
88% of AUM
Avg account
$925K
Accounts
210
Employees
3
Advisory reps
3

Firm details

Headquarters
Westport, Connecticut
CRD number
123359
Registered since
March 27, 2006
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.31%
  • Individuals4.68%
  • Charitable Organizations0.01%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Drum Hill Capital, LLC is an independent, employee-owned registered investment adviser organized as an LLC and on the SEC register since 2006. The firm serves both high-net-worth individuals and families as well as institutional clients, positioning itself as a capital allocator that blends traditional portfolio management with financial planning and advisory work for individuals and small businesses. Its fee arrangements include percentage-of-AUM charges alongside hourly and fixed-fee engagements. Drum Hill does not characterize itself as an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 33%, Cash & Cash Equivalents 19%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds33%
  • Cash & Cash Equivalents19%

Owners & executives

1 of 1
  • David Nightingale

    David Nightingale

    President and CIOCRD 1031072

Contacts

2 of 2
  • Zachary Olson

    Zachary Olson

    Director of Investment ResearchCRD 5999543

  • Ronald Welz

    Ronald Welz

    Director of OperationsCRD 3069432

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1221 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth