JOHN A. WOLFE & ASSOCIATES, INC.
Firm details
- Headquarters
- PORTAGE, Michigan
- CRD number
- 110799
- Registered since
- March 16, 1990
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI78.05%
- Individuals20.75%
- Pension & Profit Sharing Plans1.2%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
John A. Wolfe & Associates, Inc. is a small, SEC-registered advisory firm focused on portfolio management for individuals and small businesses. The firm works with both individual & family and institutional clients and charges either a percentage of assets under management or fixed fees. It does not position itself as an ESG-focused manager and is not registered as a multi-state adviser. The adviser appears to run a conventional discretionary advisory business rather than acting as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities31%
- Cash & Cash Equivalents9%
- US Government Bonds7%
- Other6%
Owners & executives
2 of 2BETH DICKINSON
Chief Compliance OfficerCRD 2859731
JOHN WOLFE
President and Chief Portfolio ManagerCRD 1218558
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$66.7M in ETFs
47%
$31M
51%
$35.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO SHORT TERM MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND (SMMU) | PIMCO | Active | Muni National Short | $18.3M | 362,278 | 27.41% |
Location
PORTAGE, MI
KALAMAZOO
Location
PORTAGE, MI
Headquartered in PORTAGE, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- KALAMAZOO
- Address
- 440 W Centre Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
BRIGHT FINANCIAL ADVISORS, INC.
RIAPORTAGE, MI
626 FINANCIAL, LLC
RIAPORTAGE, MI
PPS & V ASSET MANAGEMENT CONSULTANTS INC
RIAPORTAGE, MI
LVM CAPITAL MANAGEMENT LTD
RIAPORTAGE, MI
HAVERDINK FINANCIAL MANAGEMENT, LLC
RIAPORTAGE, MI
INFINITY ADVISORY GROUP
RIAPORTAGE, MI