James Investment Research Inc
Firm details
- Headquarters
- Xenia, Ohio
- CRD number
- 110433
- Registered since
- October 2, 1976
- Website
- www.jamesinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Investment Companies45.51%
- HNWI38.23%
- Individuals8.59%
- Corporations / Businesses3.62%
- Charitable Organizations3.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
James Investment Research Inc is an independent registered investment adviser founded and SEC-registered in 1976. The firm operates as a capital allocator and serves both individual and family clients as well as institutional accounts. Its advisory services include financial planning and portfolio management across individuals, small businesses, investment companies, and institutions, and it also acts as a selector of other advisers. Fee arrangements include percentage-of-AUM, hourly, fixed-fee and other billing structures. The firm is not identified as an active ESG investor and is not currently classified as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds35%
- Cash & Cash Equivalents4%
- US Government Bonds3%
- State & Local Bonds1%
Owners & executives
2 of 2
Richard Culpepper
President, CEOCRD 2942828
Lesley Ott
Chief Operating Officer and Chief Compliance OfficerCRD 5828416
Contacts
3 of 7
Brian Shepardson
Vice President and Portfolio ManagerCRD 4087813
Diane Rose
Relationship ManagerCRD 2253979
Trent Dysert
Associate Director Of ResearchCRD 5078319
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 156Active vs passive
$359M in ETFs
95%
$342M
4%
$16.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $21.3M | 281,952 | 5.93% |
Location
Xenia, OH
Greene
Location
Xenia, OH
Headquartered in Xenia, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.
- Metro area
- Dayton-Springfield-Kettering, OH
- Region
- Midwest
- County
- Greene
- Address
- 1349 Fairground Rd
- Time zone
- ET (UTC-5)
- Office locations
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