JAMES INVESTMENT RESEARCH INC

RIASEC RegisteredEst. 1976

Total AUM

$1.2B

Discretionary

$1.2B

97% of AUM

Avg account

$1.8M

Accounts

692

Employees

Advisory reps

Firm details

Headquarters: XENIA, Ohio
CRD number: 110433
Registered since: October 2, 1976
Website: www.jamesinvestment.com
Custodians: CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Investment Companies45.51%
HNWI38.23%
Individuals8.59%
Corporations / Businesses3.62%
Charitable Organizations3.17%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

James Investment Research Inc is an independent registered investment adviser that has been operating since 1976. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts. Its service mix includes financial planning, discretionary portfolio management for individuals, small businesses, investment companies and institutions, and the selection of sub‑advisers. Fee arrangements are flexible and include percentage‑of‑AUM billing alongside hourly and fixed fees. The firm does not present itself as an ESG investor and is not flagged as a multi‑state adviser. It is structured as a domestic corporation and reports an owner type that includes individual ownership. An affiliation with accounting professionals is noted among its industry connections.