HCM Wealth Advisors
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 107700
- Registered since
- November 29, 1990
- Website
- hcmwealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI75.27%
- Individuals15.27%
- Corporations / Businesses8.08%
- Charitable Organizations1.36%
- Pension & Profit Sharing Plans0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
HCM Wealth Advisors operates as an independent registered investment adviser organized as an LLC and first registered with the SEC in 1990. The firm is owner-operated and focuses on individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Services also include selecting third-party advisers, publishing periodicals or newsletters, and running educational seminars and workshops. Fee arrangements are a mix of percentage-of-AUM and fixed fees. HCM acts as a capital allocator, directing client capital to outside managers when appropriate. The firm is not positioned as an active ESG investor and does not describe itself as a multi-state or pension consultant adviser. HCM was named among FA Magazine’s Top RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities18%
- Cash & Cash Equivalents5%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1
Michael Hengehold
Founder & CEOCRD 2377351
Contacts
3 of 9
Gregory Middendorf
Wealth Advisor, PartnerCRD 6429344
Douglas Johnson
Senior Investment StrategistCRD 4730228
James Eutsler
Wealth Advisor, PartnerCRD 6545987
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 122Active vs passive
$1.1B in ETFs
93%
$1B
3%
$72.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF (SCHB) | Schwab | Passive | Large Blend | $221M | 7,640,636 | 20.06% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 6116 Harrison Ave
- Time zone
- ET (UTC-5)
- Office locations
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