TCP ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2017
Total AUM
$1.2B
Discretionary
$1.1B
97% of AUM
Avg account
$236K
Accounts
5,021
Employees
43
Advisory reps
25

Firm details

Headquarters
UPPER ARLINGTON, Ohio
CRD number
286037
Registered since
January 3, 2017
Website
tcpasset.com
Custodians
CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals52.22%
  • HNWI47.78%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TCP Asset Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2017. The firm is individually owned and positions itself as a capital allocator serving primarily individual and family clients. Its fee arrangements include percentage-of-AUM billing alongside hourly, fixed-fee, and other fee structures. Stated advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 14%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Other 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds2%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 4

  • PHILIP BERVIG

    Partner, Chief Investment OfficerCRD 5081514

  • JOSHUA ALLEN

    PARTNER & CHIEF EXECUTIVE OFFICERCRD 5074710

  • REBECCA GOEBEL

    Chief Compliance OfficerCRD 2305283

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Contacts

3 of 21

  • DAVID MESKE

    Wealth AdvisorCRD 4142982

  • ROBERT MITCHELL

    Wealth AdvisorCRD 4852647

  • MARY SLANE

    Wealth AdvisorCRD 4050817

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 124

Active vs passive

$971M in ETFs

Passive

58%

$563M

Active

42%

$408M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$114M173,85411.70%
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Location

Primary office

UPPER ARLINGTON, OH

FRANKLIN

Location

UPPER ARLINGTON, OH

Headquartered in UPPER ARLINGTON, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
5000 Horizons Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth