J.K. Financial Services, Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Norco, California
CRD number
103728
Registered since
May 31, 2000

Firm profile

FINTRX

Overview

J.K. Financial Services, Inc. is organized as a corporation and has been SEC-registered since 2000. FINTRX records the firm’s owner type as an individual and classifies the firm as “unclassified.” The data set flags the firm as not acting as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. FINTRX does not list business activities, advisory specialties, or client types for the firm. Taken together, the available items paint the picture of a small, long‑standing entity with limited disclosure in this data source. The absence of detailed advisory activity or client information in the record suggests either that the firm does not currently report client-facing advisory assets to FINTRX or that those details were not provided to this platform.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Joe Zheng

    Chief Executive OfficerCRD 2318835

  • Lily Ho

    Lily Ho

    CEOCRD 4336165

  • Ying-ling Wu

    Chief Operation OfficerCRD 7603371

Contacts

3 of 21
  • Elsa Sou Jing Moy

    Registered RepresentativeCRD 2359334

  • James Moon

    James Moon

    PresidentCRD 2109554

  • Paul Nieh

    Insurance AgentCRD 1641129

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norco, CA

Riverside

Location

Norco, CA

Headquartered in Norco, CA, anchoring the Riverside-San Bernardino-Ontario, CA metro in the West.

Metro area
Riverside-San Bernardino-Ontario, CA
Region
West
County
Riverside
Address
149 Cross Rail Ln
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth