Illumen Capital Management, LLC

RIASEC RegisteredEst. 2022
Total AUM
$295M
Discretionary
$295M
100% of AUM
Avg account
$49.1M
Accounts
6
Employees
10
Advisory reps
2

Firm details

Headquarters
Oakland, California
CRD number
305411
Registered since
April 28, 2022
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Illumen Capital Management, LLC is an SEC-registered limited liability company that operates as an institutional registered investment adviser. The firm was registered in 2022 and serves an institutional client base, charging fees on a percentage-of-AUM basis (with other fee components noted). Its advisory focus is portfolio management for pooled investment vehicles, and it also functions as an investment sponsor and general partner or managing member of those vehicles. Illumen is not identified as an active ESG investor, it is not a multi-state adviser, and it does not present itself as a pension consultant. The regulatory snapshot indicates the firm is owned by a mix of a domestic entity and individuals and that it is not classified as a capital allocator in the dataset.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • Norris Dodson Iv

    ManagerCRD 7193728

  • Kathleen Twomey

    Kathleen Twomey

    Senior VP Finance and OperationsCRD 6051614

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Oakland, CA

Alameda

Location

Oakland, CA

Headquartered in Oakland, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Alameda
Address
2323 Broadway
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth