FINANCIAL AVENGERS, INC.

RIASEC RegisteredEst. 2013
Total AUM
$488M
Discretionary
$488M
100% of AUM
Avg account
$621K
Accounts
787
Employees
2
Advisory reps
2

Firm details

Headquarters
OAKLAND, California
CRD number
119636
Registered since
May 14, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI93.89%
  • Individuals5.75%
  • Corporations / Businesses0.36%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Avengers, Inc. is an independent registered investment adviser formed in 2013 and owned by an individual. The firm focuses on serving individual and family clients through fee-based portfolio management and financial planning, charging a percentage of assets under management. It does not operate as a capital allocator or pension consultant, and it is not characterized as an active ESG investor. Their advisory work centers on tailored portfolios for individuals and small businesses rather than institutional mandates. The firm reports its advisory model leans toward equities, with exchange-traded positions playing a prominent role in client accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 46%, Cash & Cash Equivalents 4%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds46%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • ARTHUR MCCORD

    COOCRD 4128014

Contacts

1 of 1
  • THOMAS SWIFT

    CaptainCRD 2867067

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 25

Active vs passive

$10.1M in ETFs

Passive

99%

$10M

Active

1%

$111K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF (USIG)BlackRockPassiveCorporate Bond$5.2M101,24851.44%

Location

Primary office

OAKLAND, CA

ALAMEDA

Location

OAKLAND, CA

Headquartered in OAKLAND, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
ALAMEDA
Address
827 Broadway
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth