IFM (US) Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
36
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
166325
Registered since
May 20, 2014

Firm profile

FINTRX

Overview

IFM (US) Securities, LLC is organized as a limited liability company and was first registered with the SEC in 2014. Ownership is recorded as a combination of a domestic entity and an individual. The FINTRX snapshot classifies the firm as "unclassified" and flags several negative attributes rather than active service lines: it is not listed as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser to another firm. The data provided does not describe the firm's advisory activities, fee structure, or client segmentation, so there is no public detail in this snapshot about the types of clients it serves or how it implements investment strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Richard Gruber

    Chief Compliance OfficerCRD 5256033

Contacts

3 of 35
  • Sean Mcgowan

    Sean Mcgowan

    Business DevelopmentCRD 7184625

  • Julio Garcia

    Julio Garcia

    Head of InfrastructureCRD 2910097

  • Andrea Mody

    Andrea Mody

    Executive DirectorCRD 5409587

Unlock 32 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
114 W 47th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth