IEQ CAPITAL, LLC
Firm details
- Headquarters
- FOSTER CITY, California
- CRD number
- 301819
- Registered since
- May 14, 2019
- Website
- ieqcapital.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI99.6%
- Charitable Organizations0.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
IEQ Capital, LLC is an independent registered investment adviser that operates as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm provides financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension-consulting style services, selection of third‑party managers, and educational seminars. Fee arrangements include percentage-of-AUM billing and fixed fees. IEQ identifies as an active ESG investor and maintains relationships with accountants and law firms to support its advisory work. The firm has been publicly recognized several times: it appeared on Barron’s Top 100 RIA lists across multiple years, was named among America’s Top RIA Firms by Forbes, and was listed as one of 50 RIA Firms to Watch by AdvisorHub in 2026.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Private Funds26%
- Public Funds/Mutual Funds13%
- Cash & Cash Equivalents6%
- State & Local Bonds5%
Owners & executives
3 of 7ALAN ZAFRAN
Co-CEO and Co-FounderCRD 2098205
ERIC HARRISON
Co-CEOCRD 5642015
BETHANY PETERSON
Partner & Chief Financial OfficerCRD 4567870
Contacts
3 of 173SCOTT GUTTERMAN
Managing DirectorCRD 2503328
ELIZABETH MURRELL
Senior AssociateCRD 2863424
JEREMY WENNER
PartnerCRD 3153422
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 352Active vs passive
$5.1B in ETFs
95%
$4.8B
2%
$239M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $561M | 863,032 | 11.05% |
Location
FOSTER CITY, CA
SAN MATEO
Location
FOSTER CITY, CA
Headquartered in FOSTER CITY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN MATEO
- Address
- 950 Tower Ln
- Time zone
- PT (UTC-8)
- Office locations
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