HUDSON HERITAGE CAPITAL MANAGEMENT, INC.

Broker-DealerFINRA MemberEst. 2008
Total AUM
$129M
Discretionary
$0
0% of AUM
Accounts
460
Employees
12
Advisory reps
12
Brokerage reps
12

Firm details

Headquarters
CROTON ON HUDSON, New York
CRD number
44357
Registered since
January 14, 2008
Fee structure
Percentage of AUM
Client types
  • Individuals72.29%
  • HNWI24.14%
  • Pension & Profit Sharing Plans3.42%
  • Charitable Organizations0.15%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hudson Heritage Capital Management, Inc. is an independently owned broker-dealer and insurance broker that has been SEC-registered since 2008. The firm serves individual and family clients as well as institutional accounts, offering financial planning and portfolio management geared toward individuals and small businesses. Its advisory compensation is charged as a percentage of assets under management. The firm does not identify as an active ESG investor, is not designated as a multi-state adviser in the source data, and is not structured as a capital allocator—alternative exposures are obtained through third-party managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 11%, Investment Grade Corp Bonds 9%, Non-Investment Grade Corp Bonds 9%, US Government Bonds 1%, State & Local Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents11%
  • Investment Grade Corp Bonds9%
  • Non-Investment Grade Corp Bonds9%

Contacts

3 of 12
  • DEBORAH LEE-TSAI

    OwnerCRD 3232731

  • MICHAEL PONTILLO

    RepresentativeCRD 2259048

  • FRANK HIZA

    CRD 4001796

Unlock 9 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CROTON ON HUDSON, NY

WESTCHESTER

Location

CROTON ON HUDSON, NY

Headquartered in CROTON ON HUDSON, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
20 Baltic Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth