Highwood Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Oyster Bay, New York
CRD number
309938
Registered since
April 29, 2021

Firm profile

FINTRX

Overview

Highwood Securities LLC is organized as a limited liability company and is SEC-registered as of 2021. Ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified rather than assigning it to a common adviser bucket. Available metadata indicates the firm does not position itself as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, a pension consultant, or a related adviser to another registered manager. No descriptive material about specific advisory services, client segments, investment strategies, or business activities was provided in the source data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Taormina

    James Taormina

    President, CFOCRD 730139

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Oyster Bay, NY

Nassau

Location

Oyster Bay, NY

Headquartered in Oyster Bay, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
62 Oak Hill Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth