Highwood Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Oyster Bay, New York
CRD number
309938
Registered since
April 29, 2021

Firm profile

FINTRX

Overview

Highwood Securities LLC is an SEC-registered limited liability company that appears in FINTRX as an unclassified adviser. The firm registered with the SEC in 2021. Ownership is listed as a combination of a domestic entity and an individual. FINTRX flags the firm as neither a multi-state adviser nor a newly formed adviser. The dataset does not include descriptions of the firm's advisory activities, target client segments, or fee arrangements. FINTRX also records that Highwood Securities LLC is not a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Taormina

    James Taormina

    President, CFOCRD 730139

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Oyster Bay, NY

Nassau

Location

Oyster Bay, NY

Headquartered in Oyster Bay, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
62 Oak Hill Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth