HBW RIA SERVICES, LLC
Firm details
- Headquarters
- WEST BEND, Wisconsin
- CRD number
- 319056
- Fee structure
- Other
- Services
- Selection of Other Advisers
Firm profile
FINTRXOverview
HBW Ria Services, LLC is organized as a limited liability company that operates primarily as a capital allocator and as a selector of third‑party advisers. The firm’s registered advisory activity is focused on choosing outside managers rather than running a traditional retail advisory practice. Its stated business model points to a manager‑of‑managers approach: identifying external asset managers, structuring allocations to those managers, and overseeing ongoing manager relationships and monitoring. The firm is not positioned as an active ESG investor and does not report multi‑state advisory operations. Its fee structure is listed as "Other," which is consistent with customized or non‑standard compensation arrangements often used when dealing with institutional or intermediary relationships rather than retail advisory accounts. HBW Ria Services, LLC is classified as an “Other Investment Adviser” in its industry affiliations, reinforcing the emphasis on intermediary and manager selection activities rather than direct portfolio management of individual clients.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2DAVID LAKE
PresidentCRD 1638504
DAVID ROSENOW
Business ManagerCRD 1561780
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WEST BEND, WI
WASHINGTON
Location
WEST BEND, WI
Headquartered in WEST BEND, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- WASHINGTON
- Address
- 1755 W Paradise Dr
- Time zone
- CT (UTC-6)
- Office locations
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