Client First Investment Management LLC
Firm details
- Headquarters
- West Bend, Wisconsin
- CRD number
- 282600
- Registered since
- January 21, 2022
- Custodians
- CHARLES SCHWAB & CO., INC., US BANK GLOBAL FUND SERVICES
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Investment Companies63.19%
- Individuals21.05%
- HNWI15.36%
- Charitable Organizations0.39%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Client First Investment Management LLC is an independent registered investment adviser that began SEC registration in 2022. The firm serves individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. The firm reports an affiliation with an insurance company and does not identify itself as a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Cash & Cash Equivalents5%
- Exchange Traded Equities2%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 8
Justin Krueger
Partner, Head of Financial PlanningCRD 5201537
Ian Mcmillan
Portfolio ManagerCRD 5923287
David Zarling
Head of Investment Strategy & ResearchCRD 6599660
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$204M in ETFs
31%
$62.8M
69%
$141M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ADAPTIV SELECT ETF (ADPV) | Active | Mid Cap Blend | $109M | 2,531,357 | 53.71% |
Location
West Bend, WI
Washington
Location
West Bend, WI
Headquartered in West Bend, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Washington
- Address
- 215 N Main St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
CWP Private Wealth Management
RIAWest Bend, WI
Capital Wealth Advisors, Ltd.
RIAWest Bend, WI
Larson Wealth Management, LLC
RIAWest Bend, WI
Kdhh Investments LLC
RIAWest Bend, WI
HBW Ria Services, LLC
RIAWest Bend, WI
1492 Capital Management, LLC
RIAMilwaukee, WI