HBW ADVISORY SERVICES LLC
Firm details
- Headquarters
- SIMI VALLEY, California
- CRD number
- 143665
- Registered since
- November 7, 2012
- Website
- hbwadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals86.81%
- HNWI7.71%
- Corporations / Businesses5.48%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
HBW Advisory Services LLC is an independent registered investment adviser organized as an LLC and operating since 2012. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars. Its fee arrangements include asset-based fees, hourly charges and fixed fees. HBW is not identified as an active ESG investor and does not present itself as a multi-state or newly formed adviser. The firm's filings also list an industry affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds23%
- US Government Bonds8%
- Non-Exchange Traded Equities7%
- Cash & Cash Equivalents4%
Owners & executives
3 of 4TODD PENROD
Chief Compliance OfficerCRD 4242221
Joseph Bonanno
President, COOCRD 1907829
Brian Malkinson
Chief Operating OfficerCRD 6952754
Contacts
3 of 64Matthew Bowers
Investment Advisor RepresentativeCRD 7229319
SEAN CISNEY
Investment Advisor RepresentativeCRD 4666055
MICHAEL DIFIORE
Investment Adviser RepresentativeCRD 6725435
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 357Active vs passive
$928M in ETFs
64%
$596M
33%
$332M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $50.5M | 84,557 | 5.45% |
Location
SIMI VALLEY, CA
VENTURA
Location
SIMI VALLEY, CA
Headquartered in SIMI VALLEY, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- VENTURA
- Address
- 2655 1st St
- Time zone
- PT (UTC-8)
- Office locations
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