PB Capital

RIAState Registered
Total AUM
$33.9M
Discretionary
$0
0% of AUM
Avg account
$183K
Accounts
185
Employees
1
Advisory reps
1

Firm details

Headquarters
Simi Valley, California
CRD number
319410
Registered since
September 19, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals55.34%
  • HNWI44.66%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

PB Capital is a California-based, individually owned independent RIA operating as a sole proprietorship. The firm focuses on portfolio management for individuals and small businesses and charges clients on a percentage-of-AUM basis. PB Capital also conducts insurance brokerage alongside its advisory practice. Its client base is primarily individual and family investors rather than institutional or pension clients. The firm does not position itself as an institutional capital allocator and does not emphasize ESG investing.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 41%, Exchange Traded Equities 27%, Cash & Cash Equivalents 20%, Public Funds/Mutual Funds 11%, Non-Exchange Traded Equities 1%, Derivatives 1%41%
  • US Government Bonds41%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents20%
  • Public Funds/Mutual Funds11%
  • Non-Exchange Traded Equities1%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Simi Valley, CA

Ventura

Location

Simi Valley, CA

Headquartered in Simi Valley, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
45 W Easy St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth