PB CAPITAL

RIASEC RegisteredEst. 2022
Total AUM
$33.9M
Discretionary
$0
0% of AUM
Avg account
$183K
Accounts
185
Employees
1
Advisory reps
1

Firm details

Headquarters
SIMI VALLEY, California
CRD number
319410
Registered since
May 9, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals55.34%
  • HNWI44.66%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

PB Capital is a small, owner-operated advisory practice organized as a sole proprietorship and registered with the SEC in 2022. The firm serves individuals and families, with a stated advisory focus on portfolio management for individuals and small businesses. PB Capital also operates as an insurance broker and charges fees based on a percentage of assets under management. The practice reports that it does not operate as a multi-state adviser, does not position itself as an active ESG investor, and does not act as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 41%, Exchange Traded Equities 27%, Cash & Cash Equivalents 20%, Public Funds/Mutual Funds 11%, Non-Exchange Traded Equities 1%, Derivatives 1%41%
  • US Government Bonds41%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents20%
  • Public Funds/Mutual Funds11%
  • Non-Exchange Traded Equities1%

Contacts

1 of 1
  • Patrick Bolger

    OwnerCRD 3075602

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SIMI VALLEY, CA

VENTURA

Location

SIMI VALLEY, CA

Headquartered in SIMI VALLEY, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
45 W Easy St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth