The Simple Investor's Guide, LLC
Firm details
- Headquarters
- Simi Valley, California
- CRD number
- 285860
- Website
- www.tsi-guide.com
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI77.84%
- Individuals22.16%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
The Simple Investor's Guide, LLC is a small, fee-based advisory firm focused on portfolio management for individuals and small businesses. The firm operates as an LLC with an owner-type classified as individual and charges clients a percentage of assets under management. Its practice appears concentrated on individual and family clients rather than institutional mandates, and it does not self-identify as an ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Daniel Goldberg
Chief Compliance Officer & Managing MemberCRD 6724837
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Simi Valley, CA
Ventura
Location
Simi Valley, CA
Headquartered in Simi Valley, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 2775 Tapo St
- Time zone
- PT (UTC-8)
- Office locations
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