HB Wealth
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 316731
- Registered since
- November 5, 2021
- Website
- hbwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.22%
- Corporations / Businesses14.89%
- Individuals4.75%
- Charitable Organizations4.16%
- Pooled Investment Vehicles2.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
HB Wealth is an independent, SEC-registered advisory firm (registered in 2021) that serves both individuals and institutions. Structured as a limited liability company with both entity and individual ownership, the firm functions as a capital allocator and provides a mix of financial planning and portfolio management services. Its advisory scope covers individual and small-business portfolios, institutional and pooled investment vehicles, and the selection of outside managers. HB Wealth also sponsors and acts as a general partner/managing member of pooled investment vehicles. Fee arrangements are a combination of AUM-based fees, hourly charges, and fixed fees. The firm has received multiple industry recognitions, including repeated appearances on Barron’s Top 100 RIA list (2021–2025), features in Forbes (2022–2024), placement in Financial Times’ Top 300 (2020), and inclusion among CNBC’s Elite Advisors in 2026.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds34%
- Exchange Traded Equities33%
- Other12%
- State & Local Bonds6%
- Private Funds6%
Owners & executives
3 of 7Thomas Carroll
Principal, President and CEOCRD 4199835
Michael Woocher
Chief Advisory OfficerCRD 4199887

William Mckinney
Chief Compliance OfficerCRD 4955347
Contacts
3 of 165
Evan Byers
PrincipalCRD 5676968

James Ruff
PrincipalCRD 5680454

Jeffrey Rosengarten
PrincipalCRD 5689543
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 519Active vs passive
$12.8B in ETFs
63%
$8B
26%
$4.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $3.1B | 8,759,071 | 24.14% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 3550 Lenox Rd Ne
- Time zone
- ET (UTC-5)
- Office locations
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