Osaic Advisory Services, LLC

RIASEC Registered

Total AUM

$15.5B

Discretionary

$15.2B

98% of AUM

Avg account

$307K

Accounts

50,459

Employees

2,180

Advisory reps

347

Firm details

Headquarters: Atlanta, Georgia
CRD number: 171070
Registered since: July 17, 2014
Website: triad-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.41%
Individuals39.54%
Corporations / Businesses2.5%
Charitable Organizations0.41%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Advisory Services, LLC is an independent registered investment adviser that reported SEC registration in 2014. The firm serves both individual and family clients as well as institutional accounts and offers a mix of advisory services: financial planning, portfolio management for individuals and small businesses, portfolio management for larger business or institutional clients, pension consulting-related services, manager selection, and educational seminars. Its fees are charged on a percentage-of-AUM basis and through hourly and fixed-fee arrangements. The firm identifies as an active ESG investor and maintains relationships with broker-dealers, trust companies, insurance providers and other advisers as part of its service and distribution ecosystem.