Osaic Advisory Services, LLC

RIASEC RegisteredEst. 2014

Total AUM

$15.5B

Discretionary

$15.2B

98% of AUM

Avg account

$307K

Accounts

50,459

Employees

2,180

Advisory reps

363

Firm details

Headquarters: Atlanta, Georgia
CRD number: 171070
Registered since: July 17, 2014
Website: triad-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.41%
Individuals39.54%
Corporations / Businesses2.5%
Charitable Organizations0.41%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Advisory Services, LLC is an SEC-registered limited liability company that provides advisory and planning services to both individual/family clients and institutional clients. Its documented services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, selection of sub‑advisers, pension consulting, and educational workshops. The firm reports offering fee arrangements based on a percentage of assets under management as well as hourly and fixed fees. Osaic identifies itself as an active ESG investor and is not structured or labeled as a dedicated capital allocator. The firm maintains multiple industry relationships and roles: it is affiliated with broker‑dealer and trust company activities, works with other investment advisers and insurance companies, and can act as a sponsor, general partner or managing member for pooled investment vehicles. It also lists pension consulting among its advisory capabilities.