OSAIC ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 2014

Total AUM

$15.5B

Discretionary

$15.2B

98% of AUM

Avg account

$307K

Accounts

50,459

Employees

2,180

Advisory reps

362

Firm details

Headquarters: Atlanta, Georgia
CRD number: 171070
Registered since: July 17, 2014
Website: triad-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.41%
Individuals39.54%
Corporations / Businesses2.5%
Charitable Organizations0.41%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Advisory Services, LLC is an SEC-registered investment advisory firm organized as an LLC (registered in 2014) that serves both individual/family and institutional clients. The firm provides financial planning and portfolio management across personal, small business and institutional mandates, and offers pension consulting, manager selection and client education programs. Fee arrangements include asset-based fees, hourly charges and fixed-fee engagements. Osaic reports being an active ESG investor and maintains relationships across the financial ecosystem (including broker-dealers, trust companies, insurance firms and other advisers), as well as roles tied to pooled investment vehicles.