Osaic Advisory Services, LLC

RIASEC RegisteredEst. 2014

Total AUM

$15.5B

Discretionary

$15.2B

98% of AUM

Avg account

$307K

Accounts

50,459

Employees

2,180

Advisory reps

365

Firm details

Headquarters: Atlanta, Georgia
CRD number: 171070
Registered since: July 17, 2014
Website: triad-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.41%
Individuals39.54%
Corporations / Businesses2.5%
Charitable Organizations0.41%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Advisory Services, LLC is an SEC-registered advisory firm organized as an LLC that serves both individual/family and institutional clients. The firm provides a broad set of advisory services — financial planning, portfolio management for individuals, small businesses and institutions, pension consulting support, selection of third‑party advisers, and educational seminars. Compensation is flexible and includes asset‑based fees, hourly charges, and fixed fees. Osaic identifies as an active ESG investor and maintains a range of industry affiliations that include broker‑dealer activity, trust and insurance company relationships, pension consulting roles, and sponsor/GP responsibilities for pooled investment vehicles. The firm’s service model includes selecting and overseeing external managers, which suggests a hybrid approach combining in‑house portfolio management with third‑party manager selection and oversight for specialized strategies.