Osaic Advisory Services, LLC

RIASEC RegisteredEst. 2014

Total AUM

$15.5B

Discretionary

$15.2B

98% of AUM

Avg account

$307K

Accounts

50,459

Employees

2,180

Advisory reps

358

Firm details

Headquarters: Atlanta, Georgia
CRD number: 171070
Registered since: July 17, 2014
Website: triad-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.41%
Individuals39.54%
Corporations / Businesses2.5%
Charitable Organizations0.41%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Advisory Services, LLC is a limited liability company registered with the SEC in 2014 that provides advisory services to both individual/family and institutional clients. The firm offers financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of third‑party advisers, and educational seminars and workshops. Compensation arrangements include percentage‑of‑AUM fees as well as hourly and fixed‑fee engagements. The firm identifies as an active ESG investor and maintains a range of industry relationships that include broker‑dealer, trust company, insurance company, other investment advisers, pension consultant roles, and participation as sponsor or managing member in pooled investment vehicles.