Hazard & Siegel, Inc.

Broker-DealerFINRA MemberEst. 1968
Total AUM
—
Advisory reps
63
Avg account
$0

Firm details

Headquarters
Syracuse, New York
CRD number
2048
Registered since
July 8, 1968

Firm profile

FINTRX

Overview

Hazard & Siegel, Inc. is a corporate entity that has been registered with the SEC since 1968. The firm's ownership is listed as an individual owner. The available records classify the firm as "unclassified" and indicate it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant. No detail was provided about advisory specialties, target client types, fee schedules, or day-to-day business activities.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Peter Ward

    Peter Ward

    Founder and CEOCRD 5104412

  • Patricia Rugari

    COO & CFOCRD 4836500

  • Alexander Joseph

    Alexander Joseph

    CEOCRD 1092307

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Contacts

3 of 58
  • Heidi Rexford

    Investment Advisor RepresentativeCRD 4525092

  • Clyde Goldberg

    Clyde Goldberg

    Investment Advisor RepresentativeCRD 223898

  • Stephen Polizzi

    Stephen Polizzi

    Independent Financial AdvisorCRD 1037994

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Syracuse, NY

Onondaga

Location

Syracuse, NY

Headquartered in Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area
Syracuse-Auburn, NY
Region
Northeast
County
Onondaga
Address
5793 Widewaters Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth