HAYES ASSET MANAGEMENT, LLC

Overview

Hayes Asset Management, LLC is a small, fee-based registered investment adviser that focuses on discretionary portfolio management for individuals, families and small businesses as well as for business or institutional clients. The firm favors equities as its primary allocation, deploying exchange-traded equities as the main vehicle for client exposures. Its fee model is a percentage of assets under management, and its operations are run through a single-office structure and an owner-owned LLC model. The adviser does not identify as an active ESG investor, is not positioned as a multi-state adviser, and does not list pension consulting or related-adviser roles. Investment activity centers on using listed markets—principally ETFs and individual stocks—to build client portfolios. The firm runs both discretionary mandates (the bulk of assets) and a smaller non-discretionary book, and it supplements core equity exposure with mutual funds and corporate debt. The ADV indicates the firm also accesses third-party alternative fund managers to add non-traditional exposures, which are used as complements rather than the primary allocation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices