ENGLESON & ASSOCIATES

RIASEC RegisteredEst. 2008

Total AUM

$114M

Discretionary

$109M

95% of AUM

Avg account

$183K

Accounts

627

Employees

Advisory reps

Firm details

Headquarters: ROCHESTER, New York
CRD number: 126349
Registered since: March 20, 2008
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI72.73%
Individuals27.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Engleson & Associates is an independent registered investment advisor that has operated since 2008 and is owned by an individual. The firm focuses on financial planning and portfolio management for individuals, small businesses and business or institutional clients. Its fee model is flexible and includes percentage-of-AUM billing, hourly work, fixed fees and commissions, which allows the firm to serve a mix of ongoing advisory relationships and project-based engagements. Portfolio construction emphasizes public mutual funds as the core allocation, with a meaningful discretionary mandate—most client assets are managed on a discretionary basis. The firm does not position itself as an ESG investor and does not function as an in-house capital allocator; instead, it uses third-party managers where appropriate. Engleson & Associates also lists a law firm among its industry affiliations, which can shape client service offerings and referral activity.