Harris Associates Securities L.P.

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
42
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
6959
Registered since
December 24, 1975

Firm profile

FINTRX

Overview

Harris Associates Securities L.P. is organized as a partnership and has been SEC-registered since 1975. FINTRX classifies the firm as an unclassified domestic entity and notes it is not a capital allocator, not an active ESG investor, and not registered as a multi-state adviser. The dataset does not include documented business or advisory activity descriptions, so public filings provide the clearest view of the firm’s investment footprint. Public 13-F holdings indicate the firm operates predominantly as an equity investor; the available data reflects sizeable positions in individual publicly traded companies rather than a multi-product retail advisory platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Zachary Weber

    Zachary Weber

    Chief Financial OfficerCRD 5483343

  • John Kane

    John Kane

    Chief Compliance OfficerCRD 2590001

Contacts

3 of 40
  • Christopher Keller

    Christopher Keller

    Partner, PresidentCRD 2865184

  • Diane Hurley

    Diane Hurley

    Senior Fixed Income TraderCRD 2804707

  • Timothy Hanson

    Timothy Hanson

    Senior DeveloperCRD 7001173

Unlock 37 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$7.8M in ETFs

Passive

98%

$7.6M

Active

0%

$195K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$3.8M19,85948.58%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
111 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth