Harris Associates Securities L.P.

Broker-DealerFINRA MemberEst. 1975
Total AUM
—
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
6959
Registered since
December 24, 1975
Website
harrisassoc.com

Firm profile

FINTRX

Overview

Harris Associates Securities L.P. is a partnership-style investment manager that has been SEC-registered since 1975. Public data indicate the firm operates primarily as a manager of public market securities rather than as a capital allocator or a multi-state advisory network. It is not identified as an active ESG investor and is reported as neither a pension consultant nor a related adviser. Ownership is listed as a mix of domestic entity and individual ownership. Specific business lines and client segments were not disclosed in the available data.

Public Holdings

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Zachary Weber

    Zachary Weber

    Chief Financial OfficerCRD 5483343

  • John Kane

    John Kane

    Chief Compliance OfficerCRD 2590001

Contacts

3 of 41
  • Carlos Villarreal

    Carlos Villarreal

    Senior DirectorCRD 5103322

  • Kyle Breen

    Kyle Breen

    Associate Portfolio SpecialistCRD 6731878

  • Michael Mullane

    Michael Mullane

    Client Portfolio ManagerCRD 4737059

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 9

Active vs passive

$7.8M in ETFs

Passive

98%

$7.6M

Active

0%

$195K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$3.8M19,85948.58%
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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
111 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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