Harris Associates Securities L.P.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 6959
- Registered since
- December 24, 1975
- Website
- harrisassoc.com
Firm profile
FINTRXOverview
Harris Associates Securities L.P. is organized as a partnership and has been SEC-registered since 1975. FINTRX classifies the firm as an unclassified domestic entity and notes it is not a capital allocator, not an active ESG investor, and not registered as a multi-state adviser. The dataset does not include documented business or advisory activity descriptions, so public filings provide the clearest view of the firm’s investment footprint. Public 13-F holdings indicate the firm operates predominantly as an equity investor; the available data reflects sizeable positions in individual publicly traded companies rather than a multi-product retail advisory platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Zachary Weber
Chief Financial OfficerCRD 5483343

John Kane
Chief Compliance OfficerCRD 2590001
Contacts
3 of 40
Christopher Keller
Partner, PresidentCRD 2865184

Diane Hurley
Senior Fixed Income TraderCRD 2804707

Timothy Hanson
Senior DeveloperCRD 7001173
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$7.8M in ETFs
98%
$7.6M
0%
$195K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $3.8M | 19,859 | 48.58% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 111 S Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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