Harris Associates Securities L.P.

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
6959
Registered since
December 24, 1975

Firm profile

FINTRX

Overview

Harris Associates Securities L.P. is organized as a partnership and has been SEC-registered since 1975. Filings identify the owner type as a domestic entity/individual. The firm does not report itself as a multi-state adviser, an active ESG investor, a capital allocator, a pension consultant, or a related adviser. Public disclosures about business lines, advisory services, or client segmentation are minimal. The firm appears to operate primarily as an equity manager that reports via 13F filings rather than through detailed retail-facing disclosures. Its most recent 13F filing in Q4 2025 provides the clearest window into its activities.

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Zachary Weber

    Zachary Weber

    Chief Financial OfficerCRD 5483343

  • John Kane

    John Kane

    Chief Compliance OfficerCRD 2590001

Contacts

3 of 41
  • Christopher Keller

    Christopher Keller

    Partner, PresidentCRD 2865184

  • David Zack

    David Zack

    Compliance ConsultantCRD 2356042

  • Diane Hurley

    Diane Hurley

    Senior Fixed Income TraderCRD 2804707

Unlock 38 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$7.8M in ETFs

Passive

98%

$7.6M

Active

0%

$195K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$3.8M19,85948.58%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
111 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth