Harris Associates Securities L.P.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 6959
- Registered since
- December 24, 1975
- Website
- harrisassoc.com
Firm profile
FINTRXOverview
Harris Associates Securities L.P. is organized as a partnership and has been SEC-registered since 1975. Filings identify the owner type as a domestic entity/individual. The firm does not report itself as a multi-state adviser, an active ESG investor, a capital allocator, a pension consultant, or a related adviser. Public disclosures about business lines, advisory services, or client segmentation are minimal. The firm appears to operate primarily as an equity manager that reports via 13F filings rather than through detailed retail-facing disclosures. Its most recent 13F filing in Q4 2025 provides the clearest window into its activities.
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Zachary Weber
Chief Financial OfficerCRD 5483343

John Kane
Chief Compliance OfficerCRD 2590001
Contacts
3 of 41
Christopher Keller
Partner, PresidentCRD 2865184

David Zack
Compliance ConsultantCRD 2356042

Diane Hurley
Senior Fixed Income TraderCRD 2804707
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$7.8M in ETFs
98%
$7.6M
0%
$195K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $3.8M | 19,859 | 48.58% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 111 S Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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