PTI Securities & Futures L. P.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
29275
Registered since
January 15, 1992

Firm profile

FINTRX

Overview

PTI Securities & Futures L. P. is organized as a partnership and appears in FINTRX as an SEC-registered entity since 1992. The record identifies the owner type as a mix of a domestic entity and an individual and classifies the firm as "unclassified" rather than assigning it to a standard advisory category. FINTRX does not list the firm's typical client base, fee schedule, advisory activities, or business lines; those fields are blank in the snapshot. The profile also indicates PTI Securities & Futures L. P. is not flagged as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not recorded as a related adviser. The record shows a single office location on file but provides no address or additional office details.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Haugh

    Thomas Haugh

    Chief Investment OfficerCRD 2185651

Contacts

3 of 5
  • Audrey Johnson

    Audrey Johnson

    OwnerCRD 1024617

  • John Neal

    John Neal

    Branch ManagerCRD 3103052

  • Daniel Haugh

    Daniel Haugh

    PresidentCRD 2162854

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
411 S Wells St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth