PTI Securities & Futures L. P.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
29275
Registered since
January 15, 1992

Firm profile

FINTRX

Overview

PTI Securities & Futures L. P. is organized as a partnership and has been SEC-registered since 1992. The firm is owned by a combination of a domestic entity and an individual. The dataset classifies the firm as "Unclassified" and indicates it does not operate as a capital allocator. Flags in the record show PTI Securities & Futures L. P. is not an active ESG investor, is not registered as a multi-state adviser, was not newly formed, and does not act as a pension consultant or related adviser. The snapshot provides no detail on client segments, advisory services, fee structure, or specific business activities, so the firm’s client focus and service model are not disclosed in the provided information.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Haugh

    Thomas Haugh

    Chief Investment OfficerCRD 2185651

Contacts

3 of 5
  • Daniel Haugh

    Daniel Haugh

    PresidentCRD 2162854

  • Audrey Johnson

    Audrey Johnson

    OwnerCRD 1024617

  • Robin Spitalny

    Robin Spitalny

    Senior Vice PresidentCRD 1267339

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
411 S Wells St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth