First Analysis Securities Corporation

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
10446
Registered since
March 19, 1982

Firm profile

FINTRX

Overview

First Analysis Securities Corporation is organized as a corporation and is classified in the source data as an investment bank. The firm’s ownership is listed as a combination of a domestic entity and individual stakeholders. The record indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The source does not provide detailed descriptions of the firm’s specific business lines or advisory services, but the investment-bank classification implies the firm’s primary activities are likely centered on capital markets, underwriting, or corporate finance rather than traditional wealth-management or discretionary asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Bartel

    Michael Bartel

    CFOCRD 2766003

Contacts

3 of 23
  • Francis Nicklin

    Francis Nicklin

    Founder & ChairmanCRD 347877

  • Clement Erbmann

    Clement Erbmann

    Managing DirectorCRD 819889

  • Michael Siemplenski

    Michael Siemplenski

    Managing DirectorCRD 1173725

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth