First Analysis Securities Corporation

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
10446
Registered since
March 19, 1982

Firm profile

FINTRX

Overview

First Analysis Securities Corporation is organized as a corporation and is classified as an investment bank. The firm has been SEC-registered since 1982 and is recorded as owned by a domestic entity/individual. Public records indicate it does not function as a capital allocator and is not registered or positioned as a multi-state investment adviser. It is also not identified as an active ESG investor or a pension consultant. Specific lines for client segments, fee structure, and advisory or business activities are not detailed in the available record. The available attributes point toward a firm focused on non-asset-management activities consistent with an investment-banking profile rather than retail or institutional portfolio management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Bartel

    Michael Bartel

    CFOCRD 2766003

Contacts

3 of 24
  • Andrew Walsh

    Andrew Walsh

    Managing DirectorCRD 7197443

  • Alice Epstein

    Alice Epstein

    Communications ManagerCRD 7904700

  • Nicholas Coffey

    Nicholas Coffey

    AnalystCRD 7981552

Unlock 21 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth