FIRST ANALYSIS SECURITIES CORPORATION

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
10446
Registered since
March 19, 1982

Firm profile

FINTRX

Overview

First Analysis Securities Corporation is listed as a corporation that has been SEC-registered since 1982 and is classified in the dataset as an investment bank. Ownership is indicated as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator and is not marked as an active ESG investor. FINTRX does not list advisory activities, client fee arrangements, or pension consulting services for the entity. The available attributes and the absence of reported advisory or asset-management detail align with a non-RIA operating profile: the firm is represented in the data as an investment-banking/broker-dealer type entity rather than a manager of client investment portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL BARTEL

    CFOCRD 2766003

Contacts

3 of 24
  • Andrew Walsh

    Managing DirectorCRD 7197443

  • Alice Epstein

    Communications ManagerCRD 7904700

  • Nicholas Coffey

    AnalystCRD 7981552

Unlock 21 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
1 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth