NUVEEN SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1967
Total AUM
Advisory reps
469
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
469
Registered since
September 29, 1967

Firm profile

FINTRX

Overview

Nuveen Securities, LLC is recorded as a limited liability company that FINTRX classifies as an investment bank. The firm has been SEC-registered since 1967. FINTRX flags Nuveen Securities as not operating as a capital allocator and not as a multi-state registered investment adviser; it is also not identified as an active ESG investor. The available data points to an entity positioned on the transactional/capital markets side of the business rather than as a discretionary wealth manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Stella Binkevich

    Chief Operating OfficerCRD 5583567

  • EVA CALABRESE

    Program CoordinatorCRD 6181757

  • Erkko Etula

    CEO and Chief Investment OfficerCRD 5561304

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Contacts

3 of 461
  • John Draths

    Internal Advisor ConsultantCRD 6853062

  • Jason Petruzzellis

    ManagerCRD 5727401

  • Gayle Leavitt

    Product MarketingCRD 4405972

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
333 W Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth