Nuveen Securities, LLC

Broker-DealerFINRA MemberEst. 1967
Total AUM
—
Advisory reps
465
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
469
Registered since
September 29, 1967

Firm profile

FINTRX

Overview

Nuveen Securities, LLC is organized as a limited liability company and is classified in the FINTRX record as an investment bank. The firm was first registered with the SEC in 1967. Ownership is listed as a combination of a domestic entity and individual ownership. The profile indicates Nuveen Securities does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX did not supply details on the firm’s specific business lines or advisory activities in this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Eva Calabrese

    Eva Calabrese

    Program CoordinatorCRD 6181757

  • Markus Aakko

    Markus Aakko

    Chief Revenue OfficerCRD 4504583

  • Shawn Lese

    Shawn Lese

    Chief Investment OfficerCRD 4576592

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Contacts

3 of 457
  • James Gorrell

    James Gorrell

    Managing DirectorCRD 5642693

  • Edward Lamson

    Edward Lamson

    Vice President, Client Portfolio ManagerCRD 5653869

  • John Abe

    John Abe

    Internal Advisor ConsultantCRD 5690890

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
333 W Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth