303 Alternatives, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
166675
Registered since
May 9, 2014

Firm profile

FINTRX

Overview

303 Alternatives, LLC is an SEC-registered limited liability company that appears to operate as a placement agent rather than a traditional investment manager. The entity was registered with the SEC in 2014 and is listed as being owned by a domestic entity and an individual. FINTRX categorizes the firm as a placement agent and indicates it does not act as a capital allocator or a multi-state adviser. Available records do not include detailed descriptions of the firm’s advisory offerings, fee schedule, or the makeup of its client base. The snapshot also flags that 303 Alternatives is not identified as an active ESG investor, is not a pension consultant, and is not listed as a related adviser to another registered firm.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • James Urbanowski

    Chief Financial OfficerCRD 1963215

  • Michael Savini

    Michael Savini

    CEO & Managing PrincipalCRD 5117892

Contacts

2 of 2
  • Stanley Thompson

    Managing PrincipalCRD 2455853

  • James Mohen

    OwnerCRD 1631188

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
401 W Superior St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth