Harold Davidson & Associates, Inc

RIASEC RegisteredEst. 1974

Total AUM

$391M

Discretionary

$391M

100% of AUM

Avg account

$923K

Accounts

423

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 110994
Registered since: February 24, 1974
Website: www.hdainvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.21%
Individuals10.99%
Pension & Profit Sharing Plans4.85%
Corporations / Businesses2.47%
Charitable Organizations0.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPublication of Periodicals

Firm profile

FINTRX

Overview

Harold Davidson & Associates, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 1974. The firm is owner-operated and serves both individuals/families and institutional clients. Fee arrangements include asset-based fees, hourly charges and fixed-fee engagements. Advisory capabilities span financial planning, discretionary portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. The firm also publishes periodicals or newsletters and conducts real estate brokerage activity. Industry affiliations indicate active roles as a sponsor — including sponsor of limited partnerships and as a general partner/managing member of pooled investment vehicles. The firm is not an active ESG investor, is not a multi-state adviser, and is not designated as a capital allocator or pension consultant.