HAROLD DAVIDSON & ASSOCIATES, INC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 110994
- Registered since
- February 24, 1974
- Website
- www.hdainvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.21%
- Individuals10.99%
- Pension & Profit Sharing Plans4.85%
- Corporations / Businesses2.47%
- Charitable Organizations0.47%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPublication of Periodicals
Firm profile
FINTRXOverview
Harold Davidson & Associates, Inc. is an independent, SEC-registered RIA that has operated since the 1970s and is owned by an individual. The firm serves both individual and family clients as well as institutional accounts and offers financial planning and portfolio management across individual/small business accounts and pooled investment vehicles. It also acts as a real estate broker and is involved in sponsoring limited partnerships and pooled vehicles, and it publishes periodicals or newsletters as part of its business activities. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not described as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities59%
- Non-Exchange Traded Equities12%
- Public Funds/Mutual Funds12%
- Investment Grade Corp Bonds8%
- State & Local Bonds5%
Owners & executives
1 of 1CRAIG FARKAS
Chief Compliance OfficerCRD 1855656
Contacts
3 of 3VICK KHOBOYAN
Senior Portfolio ManagerCRD 5119805
Stephanie Chow
Portfolio AdministratorCRD 7221549
HAROLD DAVIDSON
PresidentCRD 4405926
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$1.2M in ETFs
100%
$1.2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH ETF (IWF) | BlackRock | Passive | Large Growth | $488K | 1,144 | 42.12% |
Location
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 1801 Century Park E
- Time zone
- PT (UTC-8)
- Office locations
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