AG Asset Advisory, LLC

RIASEC RegisteredEst. 2015
Total AUM
$440M
Discretionary
$440M
100% of AUM
Avg account
$2.2M
Accounts
196
Employees
3
Advisory reps
2

Firm details

Headquarters
Los Angeles, California
CRD number
154406
Registered since
January 2, 2015
Custodians
CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI93.19%
  • Charitable Organizations5.71%
  • Individuals1.1%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

AG Asset Advisory, LLC is an independent, SEC-registered investment adviser formed as an LLC in 2015 and owned by an individual. The firm serves both individual and family clients as well as institutional investors and acts as a capital allocator, directing third‑party fund managers as part of its offering. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. The firm is not an active ESG investor and is not designated as a multi-state adviser. It also reports an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 30%, State & Local Bonds 8%, US Government Bonds 5%, Cash & Cash Equivalents 1%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities30%
  • State & Local Bonds8%
  • US Government Bonds5%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Brian Thomas

    Brian Thomas

    Chief Investment OfficerCRD 4647656

Contacts

1 of 1
  • Anthony Glomski

    Anthony Glomski

    Founder & PrincipalCRD 5140380

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$60.6M in ETFs

Passive

5%

$2.9M

Active

83%

$57.7M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$33M403,30954.55%

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
1901 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth