TCW Asset Backed Finance Management Company LLC

RIASEC RegisteredEst. 2024
Total AUM
$425M
Discretionary
$425M
100% of AUM
Avg account
$425M
Accounts
1
Employees
315
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
332802
Registered since
October 7, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

TCW Asset Backed Finance Management Company LLC is an institutional registered investment adviser formed as an LLC and SEC-registered in 2024. The firm serves an institutional client base and provides portfolio management for investment companies. Its fee arrangement combines a percentage-of-AUM structure with performance-based fees. The adviser is a related adviser within a broader group of affiliated entities and is not classified as a capital allocator. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. The firm’s corporate affiliations span multiple financial functions: it has relationships or registrations tied to broker-dealer activity, other investment advisory roles, CPO/CTA functions, insurance company activity, real estate brokerage, and sponsorship/management of limited partnerships and pooled investment vehicles. Those affiliations indicate the firm operates in several capacities beyond pure advisory mandates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Richard Villa

    Richard Villa

    Managing Director, Chief Financial OfficerCRD 5586600

  • Kathryn Jones

    Kathryn Jones

    Chief Compliance Officer and CounselCRD 6768341

  • Kathryn Koch

    Kathryn Koch

    Chief Executive OfficerCRD 4561711

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Contacts

3 of 3
  • Dylan Ross

    Dylan Ross

    Managing Director and Portfolio ManagerCRD 5217151

  • Jessica Kung

    Jessica Kung

    Executive Vice PresidentCRD 4833819

  • Andrew Bowden

    Andrew Bowden

    Executive Vice President and General CounselCRD 2480645

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth