GUILD INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 1999
Total AUM
$185M
Discretionary
$185M
100% of AUM
Avg account
$878K
Accounts
211
Employees
4
Advisory reps
4

Firm details

Headquarters
WESTLAKE VILLAGE, California
CRD number
108390
Registered since
September 28, 1999
Custodians
CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Subscription Fees
Client types
  • HNWI94.69%
  • Individuals4.82%
  • Charitable Organizations0.41%
  • Pension & Profit Sharing Plans0.08%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Guild Investment Management, Inc. is an independent registered investment adviser that operates a hybrid advisory practice focused on individual, family and institutional clients. The firm leans into equity-centric portfolio construction, using exchange-traded instruments as the primary vehicle for market exposure while pairing those core holdings with targeted fixed income and inflation-protection positions. Advisory services extend beyond portfolio management to financial planning and periodic published commentary, reflecting an engagement model that combines discretionary portfolio oversight with client education. Fee arrangements include a percentage-of-assets model alongside subscription fees. The adviser is not positioned as an ESG-focused manager and maintains a single-owner structure. Investment activity shows a clear preference for liquid, ETF-based implementations for core allocations, supplemented by selective direct equity positions and third-party alternative manager relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Cash & Cash Equivalents 15%, US Government Bonds 3%, State & Local Bonds 2%, Public Funds/Mutual Funds 1%, Private Funds 1%78%
  • Exchange Traded Equities78%
  • Cash & Cash Equivalents15%
  • US Government Bonds3%
  • State & Local Bonds2%
  • Public Funds/Mutual Funds1%

Owners & executives

1 of 1
  • MONTAGUE GUILD,JR.

    Chief Investment Officer, FounderCRD 4362959

Contacts

3 of 3
  • Rudolph von Abele

    Executive Vice President, PartnerCRD 7223404

  • ANTHONY DANAHER

    PRINCIPAL & WEALTH ADVISORCRD 4363077

  • Bronwyn von Abele

    Executive Vice PresidentCRD 7223403

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 25

Active vs passive

$105M in ETFs

Passive

94%

$98.6M

Active

6%

$6.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND (VTIP)VanguardPassiveShort Term Inflation Protected Bond$16.6M331,89015.78%

Location

Primary office

WESTLAKE VILLAGE, CA

VENTURA

Location

WESTLAKE VILLAGE, CA

Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
31225 Lane Baya Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth