DRH INVESTMENTS, INC.

RIASEC RegisteredEst. 2019
Total AUM
$191M
Discretionary
$191M
100% of AUM
Avg account
$575K
Accounts
332
Employees
4
Advisory reps
3

Firm details

Headquarters
WESTLAKE VILLAGE, California
CRD number
164945
Registered since
February 11, 2019
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI90.98%
  • Pension & Profit Sharing Plans6.07%
  • Other Investment Advisers2.43%
  • Individuals0.39%
  • Charitable Organizations0.13%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DRH Investments, Inc. is a privately owned corporate RIA that registered with the SEC in 2019. The firm serves both individual/family and institutional clients and provides portfolio management for individuals, small businesses, and larger business or institutional accounts. Compensation comes primarily from a percentage-of-AUM fee schedule, with some arrangements that include performance-based fees. DRH does not identify as an ESG-focused investor and is not listed as a multi-state adviser or pension consultant. The firm reports that it does not operate as a capital allocator but does use third-party managers for certain alternative strategies. Custody is concentrated with a major custodian, indicating a centralized operational model rather than a network of custodial relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, US Government Bonds 21%, Cash & Cash Equivalents 8%, Public Funds/Mutual Funds 4%, State & Local Bonds 3%, Derivatives 2%, Investment Grade Corp Bonds 1%61%
  • Exchange Traded Equities61%
  • US Government Bonds21%
  • Cash & Cash Equivalents8%
  • Public Funds/Mutual Funds4%
  • State & Local Bonds3%

Owners & executives

2 of 2
  • DAVID HANSEN

    President, Chief Investment OfficerCRD 5210273

  • JON WIEMAN

    Chief Compliance OfficerCRD 6936458

Contacts

1 of 1
  • SCOTT WOOD

    Vice PresidentCRD 2424216

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

WESTLAKE VILLAGE, CA

VENTURA

Location

WESTLAKE VILLAGE, CA

Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
141 Duesenberg Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth