FMB RETIREMENT SERVICES
Firm details
- Headquarters
- WESTLAKE VILLAGE, California
- CRD number
- 164571
- Registered since
- July 18, 2012
- Website
- fmbwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, ASCENSUS TRUST, CAPITAL CLIENT GROUP, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Pension & Profit Sharing Plans100%
- Services
- Portfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
FMB Retirement Services is a small, privately owned corporate RIA that focuses on institutional retirement clients. The firm, SEC-registered in 2012 and held by an individual owner, positions itself as a fee-based adviser charging a percentage of assets under management. Its primary advisory work centers on portfolio management for businesses and institutions and delivering pension consulting services. The firm does not identify as an active ESG investor, is not multi-state registered, and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Cash & Cash Equivalents6%
- Other5%
- Private Funds4%
- Exchange Traded Equities3%
Owners & executives
2 of 2DANIEL MOCK
Partner and Chief Investment OfficerCRD 6343729
DAVID HOWERTON
CCO & COOCRD 4540828
Contacts
3 of 5DEBRA FIELDS
Co-Founding PartnerCRD 3049831
Andrew Miller
AdvisorCRD 6698753
GRANT BLINDBURY
PartnerCRD 4697717
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WESTLAKE VILLAGE, CA
VENTURA
Location
WESTLAKE VILLAGE, CA
Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- VENTURA
- Address
- 100 N Westlake Blvd
- Time zone
- PT (UTC-8)
- Office locations
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