Global Wealth Management, LLC
Firm details
- Headquarters
- Kingston, New Jersey
- CRD number
- 153677
- Registered since
- April 23, 2010
- Website
- www.globalwealthllc.com
- Custodians
- CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI65.2%
- Pension & Profit Sharing Plans11.12%
- Individuals8.2%
- Charitable Organizations6.72%
- Insurance Companies5.62%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Global Wealth Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2010. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting. The firm does not identify as an active ESG investor and is not a multi-state adviser according to its filings. It is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- US Government Bonds9%
- Exchange Traded Equities4%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Owners & executives
2 of 2
Sripat Pandey
Chief Compliance OfficerCRD 4250947
Ram Kolluri
President and Chief Compliance OfficerCRD 707814
Contacts
2 of 2Edward Graham
Portfolio ManagerCRD 2473720
Ronica Sethi
OwnerCRD 7380657
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$196M in ETFs
69%
$135M
25%
$61.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF (JMST) | JP Morgan | Active | Muni National Short | $25.6M | 502,395 | 13.08% |
Location
Kingston, NJ
Somerset
Location
Kingston, NJ
Headquartered in Kingston, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Somerset
- Address
- 4420 Route 27
- Time zone
- ET (UTC-5)
- Office locations
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