GULFSTREAM CM, LLC
Firm details
- Headquarters
- SUMMIT, New Jersey
- CRD number
- 165459
- Registered since
- March 20, 2013
- Website
- www.gulfstreamcm.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles79.49%
- HNWI20.51%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Gulfstream Cm, LLC is a privately held limited liability company that operates as a hedge fund and SEC-registered investment adviser since 2013. Ownership is listed as individual and the firm serves both individual and family clients as well as institutional investors. Its advisory activity combines direct portfolio management for individuals and small businesses with management of pooled investment vehicles. Compensation is a mix of an asset-based fee and performance-linked fees, consistent with hedge fund-style economics. The firm does not identify itself as an active ESG investor, and it is not registered as a multi-state adviser. Regulatory and business affiliations include roles beyond pure advisory work: the firm is tied to broker-dealer activity, CPO/CTA functions, and serves as a sponsor, general partner or managing member for pooled investment vehicles. It does not position itself as a separate capital allocator or pension consultant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- State & Local Bonds96%
- Cash & Cash Equivalents3%
- Exchange Traded Equities1%
Owners & executives
2 of 2KATHRYN LAWLOR
Chief Compliance OfficerCRD 4715219
STEPHEN BARRAL
Chief Operating OfficerCRD 1303911
Contacts
3 of 4ALAN TYSON
Senior Relationship ManagerCRD 1175662
ANDREW SANFORD
Senior Portfolio ManagerCRD 1916797
DEWITT ALEXANDRE
Senior Relationship ManagerCRD 811398
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SUMMIT, NJ
UNION
Location
SUMMIT, NJ
Headquartered in SUMMIT, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- UNION
- Address
- 450 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
TAP ROOT CAPITAL MANAGEMENT LP
RIASUMMIT, NJ
SUMMIT PLACE FINANCIAL ADVISORS, LLC
RIASUMMIT, NJ
CONCORD MANAGEMENT SERVICES, LLC
RIASUMMIT, NJ
OM ADVISERS LP
RIASUMMIT, NJ
SOPHRON CAPITAL MANAGEMENT
RIASUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC
RIASUMMIT, NJ