Global Digital Markets

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Newport Beach, California
CRD number
298720
Registered since
May 27, 2020

Firm profile

FINTRX

Overview

Global Digital Markets is organized as a limited liability company and registered with the SEC in 2020. Public disclosures are sparse: the firm is classified as “unclassified” in the dataset, lists its owner type as a combination of a domestic entity and an individual, and does not identify itself as a capital allocator, pension consultant, related adviser, or multi-state adviser. The dataset also flags the firm as not being an active ESG investor. There are no published descriptions of its advisory or business activities, client types, or investment mandates. The available signals point to a very small-scale or minimally active advisory entity. Given the lack of public detail on investment philosophy, product shelf, or client base, the firm appears to be either inactive from an advisory-operations standpoint or has chosen not to disclose typical firm-level information in the referenced source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sean Lawson

    Sean Lawson

    Chief Compliance OfficerCRD 2536371

Contacts

2 of 2
  • Eric Henkels

    Eric Henkels

    Managing PartnerCRD 2577397

  • Scott Tarra

    Scott Tarra

    FinOpCRD 4593965

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth