Global Digital Markets

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Newport Beach, California
CRD number
298720
Registered since
May 27, 2020

Firm profile

FINTRX

Overview

Global Digital Markets is organized as a limited liability company and registered with the SEC in 2020. The firm’s ownership is listed as a combination of a domestic entity and an individual, and its regulatory classification is recorded as unclassified. Filings indicate the firm is not positioned as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. It is also not identified as a pension consultant or a related adviser. The firm has not disclosed details about its client base, fee structure, business activities, or advisory services in the provided records. Similarly, there is no information supplied about affiliations or other business activities that would clarify how the firm sources mandates or the types of client relationships it pursues.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sean Lawson

    Sean Lawson

    Chief Compliance OfficerCRD 2536371

Contacts

2 of 2
  • Scott Tarra

    Scott Tarra

    FinOpCRD 4593965

  • Eric Henkels

    Eric Henkels

    Managing PartnerCRD 2577397

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth