GENCAP PORTFOLIO MANAGEMENT

RIASEC RegisteredEst. 2015
Total AUM
$420M
Discretionary
$382M
91% of AUM
Avg account
$762K
Accounts
552
Employees
8
Advisory reps
7

Firm details

Headquarters
TIBURON, California
CRD number
269910
Registered since
August 25, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • HNWI71.96%
  • Individuals23.42%
  • Other Investment Advisers3.09%
  • Pension & Profit Sharing Plans1.06%
  • Charitable Organizations0.47%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Gencap Portfolio Management is an independent registered investment adviser organized as an LLC and active since its 2015 SEC registration. The firm serves individual and family clients as well as institutional relationships, offering financial planning and discretionary portfolio management geared toward individuals and small businesses. Its fee arrangements include asset-based fees, hourly charges and other non-standard billing approaches. The firm does not position itself as a capital allocator and is not an active ESG investor. Among its industry links, Gencap maintains an affiliation as a real estate broker.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, US Government Bonds 16%, Public Funds/Mutual Funds 12%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%68%
  • Exchange Traded Equities68%
  • US Government Bonds16%
  • Public Funds/Mutual Funds12%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • LYLE BONN

    Independent ContractorCRD 717880

Contacts

3 of 6
  • STEPHEN BRADLEY

    Portfolio ManagerCRD 4902208

  • MICHAEL VOGEL

    Partner, Portfolio ManagerCRD 1444904

  • WILLIAM PAINE

    AdvisorCRD 2218036

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 306

Active vs passive

$40.4M in ETFs

Passive

89%

$35.9M

Active

6%

$4.4M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$2.7M105,6296.71%

Location

Primary office

TIBURON, CA

MARIN

Location

TIBURON, CA

Headquartered in TIBURON, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
1100 Mar West St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth