Rubicon Advisors

RIASEC RegisteredEst. 2017

Total AUM

$421M

Discretionary

$421M

100% of AUM

Avg account

$190K

Accounts

2,219

Employees

Advisory reps

Firm details

Headquarters: Redding, California
CRD number: 174447
Registered since: January 27, 2017
Website: www.rubiconadvisors.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.82%
Individuals40.38%
Charitable Organizations0.83%
Corporations / Businesses0.75%
Pension & Profit Sharing Plans0.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Rubicon Advisors is an independent, partnership-structured registered investment adviser that began SEC registration in 2017. The firm serves both individual/family and institutional clients and acts as a capital allocator, deploying client capital across third-party managers as well as pooled and retail vehicles. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selection of other advisers. Rubicon charges fees based on a percentage of assets under management and also uses hourly and fixed-fee arrangements. The firm does not characterize itself as an active ESG investor.