Rubicon Advisors
Firm details
- Headquarters
- Redding, California
- CRD number
- 174447
- Registered since
- January 27, 2017
- Website
- www.rubiconadvisors.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI57.82%
- Individuals40.38%
- Charitable Organizations0.83%
- Corporations / Businesses0.75%
- Pension & Profit Sharing Plans0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Rubicon Advisors operates as an independent, partnership-owned registered investment adviser that began SEC registration in 2017. The firm serves both high-net-worth individuals and families as well as institutional clients, combining financial planning with discretionary portfolio management for individuals, small businesses and larger institutions. It also provides pension consulting and sources third-party managers when appropriate. Compensation models include asset-based fees supplemented by hourly and fixed-fee arrangements. Rubicon identifies itself as a capital allocator and maintains ties with an accountant and an insurance company; it does not position itself as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities16%
- Cash & Cash Equivalents9%
- Non-Investment Grade Corp Bonds2%
- US Government Bonds1%
Contacts
3 of 11
Mark Motell
Wealth Management AdvisorCRD 5761970
Brian Stephens
Partner, Wealth Management AdvisorCRD 5196738
Steven Boero
Founding Partner and PrincipalCRD 862282
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 59Active vs passive
$83.2M in ETFs
45%
$37.3M
45%
$45.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FT VEST LADDERED BUFFER ETF (BUFR) | Active | Options Trading | $7.6M | 207,730 | 9.12% |
Location
Redding, CA
Shasta
Location
Redding, CA
Headquartered in Redding, CA, anchoring the Redding-Red Bluff, CA metro in the West.
- Metro area
- Redding-Red Bluff, CA
- Region
- West
- County
- Shasta
- Address
- 1640 E Cypress Ave
- Time zone
- PT (UTC-8)
- Office locations
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