FATA FINANCIAL

Overview

Fata Financial operates as a small, owner-led independent RIA structured as a sole proprietorship and focused on individual and family clients. The firm’s advisory work centers on financial planning and portfolio management for individuals and small businesses. Investment activity is driven toward broadly diversified public funds, with a clear tilt toward mutual funds as the primary vehicle for core equity and fixed-income exposure. Fee arrangements combine an asset-based AUM fee with hourly billing for certain planning or consultative work, which aligns with a hybrid service model for clients who need both ongoing portfolio management and discrete planning engagements. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser. Its client base and reported asset mix point to a practical, off-the-shelf approach to portfolio construction: public mutual funds for broad market exposure and corporate debt for fixed-income/credit needs, rather than heavy use of bespoke private alternatives or direct equity concentrations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices