Franklin Distributors, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
774
Avg account
$0

Firm details

Headquarters
San Mateo, California
CRD number
109064
Registered since
July 16, 2001

Firm profile

FINTRX

Overview

Franklin Distributors, LLC is organized as a limited liability company that functions as a fund distributor rather than an investment allocator or registered advisory business. The firm was registered with the SEC in 2001. Ownership is reported to include both domestic corporate and individual stakeholders. Available metadata flags Franklin Distributors as not acting as a capital allocator and not operating as a multi-state or newly formed adviser. It is not identified as an active ESG investor, a pension consultant, or a related adviser. The firm has not provided details about its specific business lines, fee arrangements, client segments, or affiliations in the source data; the available record centers on its role in distributing investment products rather than on portfolio management or client advisory services.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Julia Davis

    Julia Davis

    Vice President, Research CoordinatorCRD 4315752

  • Angela Caggiano

    Angela Caggiano

    DCIOCRD 6971004

  • Fred Jensen

    Chief Compliance OfficerCRD 3203649

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Contacts

3 of 765
  • Pia Mclaine

    Pia Mclaine

    Director - Global ComplianceCRD 2850503

  • Luke Vernaci

    Luke Vernaci

    AnalystCRD 7520713

  • Darin Porter

    Darin Porter

    Senior Accounting ManagerCRD 5450609

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Mateo, CA

San Mateo

Location

San Mateo, CA

Headquartered in San Mateo, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
1 Franklin Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth