Franklin Distributors, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
775
Avg account
$0

Firm details

Headquarters
San Mateo, California
CRD number
109064
Registered since
July 16, 2001

Firm profile

FINTRX

Overview

Franklin Distributors, LLC is organized as a limited liability company and has been SEC-registered since 2001. The FINTRX snapshot classifies the firm as a fund distributor rather than a capital allocator or investment manager, and it is identified as a domestic entity/individual ownership structure. The profile indicates the firm does not operate as a multi-state registered investment adviser, does not identify as an active ESG investor, and is not listed as a pension consultant or related adviser. The available records do not list fee arrangements, advisory activities, or other client-facing business lines, which reinforces the classification as a distribution-focused entity rather than a traditional advisory or asset-management firm.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Julia Davis

    Julia Davis

    Vice President, Research CoordinatorCRD 4315752

  • Angela Caggiano

    Angela Caggiano

    DCIOCRD 6971004

  • Lindsey Oshita

    Lindsey Oshita

    Chief Accounting OfficerCRD 7183188

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Contacts

3 of 766
  • Dionysios Bazigos

    Dionysios Bazigos

    Vice PresidentCRD 5645725

  • Daniel Miles

    Daniel Miles

    Senior Retirement Plan ConsultantCRD 5697567

  • Michael Kollar

    Michael Kollar

    Vice President, Market LeaderCRD 5778929

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Mateo, CA

San Mateo

Location

San Mateo, CA

Headquartered in San Mateo, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
1 Franklin Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth