Forge Securities LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
51
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
134596
Registered since
July 29, 2005

Firm profile

FINTRX

Overview

Forge Securities LLC is a limited liability company that first registered with the SEC in 2005. Public filings classify the firm as unclassified and list the owner type as a domestic entity/individual. The available records do not describe advisory activities, fee schedules, or client segments, and the firm does not identify itself as a multi-state adviser, pension consultant, or related adviser. Available data also indicates Forge Securities LLC does not act as a capital allocator and is not an active ESG investor. Reporting on operations and business lines is sparse in the public snapshot, which limits visibility into how the firm positions itself in the wealth-management or intermediary markets.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 51
  • Adam Augusiak-Boro

    Adam Augusiak-Boro

    Registered RepresentativeCRD 6531085

  • John Lee

    Operations LeaderCRD 4286644

  • Andrew Schofield

    Andrew Schofield

    SVPCRD 2892200

Unlock 48 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
4 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth