Forge Securities LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
54
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
134596
Registered since
July 29, 2005

Firm profile

FINTRX

Overview

Forge Securities LLC is organized as a limited liability company and appears in SEC records dating back to 2005. Filings indicate an ownership mix that includes a domestic entity and an individual. The dataset classifies the firm as unclassified and does not list it as a capital allocator, pension consultant, related adviser or a multi-state adviser. The firm also does not identify itself as an active ESG investor. Public disclosures in the provided dataset do not include details on the firm's client base, fee schedule, or specific advisory and business activities. That limited reporting leaves the firm's target clientele, service model and investment strategy unclear from these records alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 54
  • Simon Yun

    Simon Yun

    DirectorCRD 5675330

  • Charles Patrick

    Charles Patrick

    ​Senior PartnerCRD 4491463

  • Edith David

    Edith David

    RIA ComplianceCRD 4187931

Unlock 51 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
4 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth