FIVE OCEANS ADVISORS
Firm details
- Headquarters
- ,
- CRD number
- 308377
- Registered since
- April 23, 2020
- Website
- fiveoceansadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI87.31%
- Individuals11.38%
- Corporations / Businesses1.26%
- Pension & Profit Sharing Plans0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Five Oceans Advisors is an independent, SEC-registered registered investment adviser organized as an LLC and owner-operated. The firm describes its primary clientele as individuals and families and acts as a capital allocator, blending fee models that include a percentage of assets under management and fixed fees. Core advisory services reported on the ADV are financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars/workshops. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities74%
- Public Funds/Mutual Funds23%
- Cash & Cash Equivalents3%
Contacts
3 of 5Marc Campbell
FounderCRD 5789364
LESLIE MALLMAN
AdvisorCRD 4910477
JOE MOSER
AdvisorCRD 5618562
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$182M in ETFs
43%
$78.1M
56%
$104M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH) | Vanguard | Passive | Short Government | $30.9M | 528,506 | 16.96% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
TRUENORTH WEALTH & IMPACT, LLC
RIAJOPLIN, MO
FLORIDA FINANCIAL ADVISORS, LLC
RIATAMPA, FL
WORTH VENTURE PARTNERS, LLC
RIAFORT LEE, NJ
LGT FINANCIAL ADVISORS LLC
RIADALLAS, TX
AGH WEALTH ADVISORS, LLC
RIAWICHITA, KS
ACCESS INVESTMENT MANAGEMENT, LLC
RIAAtlanta, GA