LGT FINANCIAL ADVISORS LLC

RIASEC RegisteredEst. 2013
Total AUM
$456M
Discretionary
$456M
100% of AUM
Avg account
$1M
Accounts
452
Employees
5
Advisory reps
3

Firm details

Headquarters
DALLAS, Texas
CRD number
111575
Registered since
April 4, 2013
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.64%
  • Charitable Organizations6.8%
  • Individuals4.94%
  • Corporations / Businesses1.92%
  • Pension & Profit Sharing Plans0.69%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

LGT Financial Advisors LLC operates as an independent registered investment adviser and acts as a capital allocator for both individual/family and institutional clients. SEC registration dates to 2013 and ownership includes domestic entity and individual stakeholders. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Fee arrangements are flexible and include a percentage-of-AUM model as well as hourly and fixed-fee engagements. The firm reports affiliations with accounting and insurance professionals and does not market itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Cash & Cash Equivalents 12%, Exchange Traded Equities 5%, Private Funds 2%, US Government Bonds 1%, State & Local Bonds 1%79%
  • Public Funds/Mutual Funds79%
  • Cash & Cash Equivalents12%
  • Exchange Traded Equities5%
  • Private Funds2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • WILL CLARK

    Chief Compliance OfficerCRD 5089829

Contacts

2 of 2
  • JEFFREY BENTLEY

    Registered RepresentativeCRD 6679536

  • JOSHUA ORTON

    Senior Financial AdvisorCRD 5971369

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 90

Active vs passive

$10.1M in ETFs

Passive

62%

$6.3M

Active

29%

$3.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$3.3M5,04332.48%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
2626 Howell St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth