SLW Investment Management, LLC

RIASEC RegisteredEst. 2024
Total AUM
$464M
Discretionary
$464M
100% of AUM
Avg account
$232M
Accounts
2
Employees
11
Advisory reps
4

Firm details

Headquarters
Dallas, Texas
CRD number
332006
Registered since
August 15, 2024
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

SLW Investment Management, LLC is structured as a limited liability company and operates as an institutional registered investment adviser. The firm reports SEC registration in 2024 and identifies its client base as institutional, charging fees as a percentage of assets under management. Its stated business activities include acting as a CPO or CTA and providing portfolio management services for investment companies. SLW does not describe itself as an active ESG investor and is not designated as a multi-state adviser. Ownership is listed as a combination of a domestic entity and an individual. The firm also indicates relationships or affiliations spanning other investment advisers, banking or thrift institutions, trust companies, insurance companies, and pension consultants, suggesting it works with or within institutional networks rather than a retail clientele.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kenneth Canon

    Chief Executive OfficerCRD 1777291

  • Wesley Mcdowell

    Wesley Mcdowell

    General Counsel & Chief Compliance OfficerCRD 7334950

  • Iii Thompson

    Iii Thompson

    Chief Financial Officer & Chief Operations OfficerCRD 1524840

Contacts

1 of 1
  • Vincent Ahn

    Vincent Ahn

    Head of Fixed IncomeCRD 6680327

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
1845 Woodall Rodgers Fwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth