FIRST TRYON SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
7336
Registered since
February 2, 1977

Firm profile

FINTRX

Overview

First Tryon Securities, LLC is organized as a limited liability company and appears in FINTRX with an SEC registration date of 1977. The firm’s ownership is identified as both a domestic entity and an individual, and its classification in the database is listed as Unclassified. FINTRX flags the firm as not acting as a capital allocator, not identifying as an active ESG investor, and not reporting multi-state adviser status or pension consulting services. Public filings and the FINTRX profile contain minimal detail about the firm’s business lines, advisory activities, client segments, or product focus. Because those fields are blank in the source, there is no firm-level description of investment strategy, client mandate types, or typical portfolio construction to summarize here.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • ERIC BECK

    Chief Compliance OfficerCRD 4824373

  • HEBER BRUNNEMER

    Chief Executive OfficerCRD 2758256

  • MARGARET CARPENTER

    Chief Financial Officer and Chief Operating OfficerCRD 2042716

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Contacts

3 of 10
  • STEVEN HAMPTON

    Managing DirectorCRD 4674165

  • ROBERT HESS

    TraderCRD 1692578

  • ERIC JOSEPH

    DirectorCRD 4001509

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
6101 Carnegie Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth