First Tryon Securities, LLC

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
7336
Registered since
February 2, 1977

Firm profile

FINTRX

Overview

First Tryon Securities, LLC is organized as a limited liability company and has an SEC registration date listed as 1977. FINTRX classifies ownership as Domestic Entity | Individual and does not assign the firm to a specific advisory category. The snapshot indicates the firm is not a capital allocator, is not an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser. The firm has not provided details about its client segments, fee arrangements, business activities, or advisory services in the source record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Heber Brunnemer

    Chief Finance OfficerCRD 33824

  • Margaret Carpenter

    Margaret Carpenter

    Chief Financial OfficerCRD 2042716

  • Heber Brunnemer

    Heber Brunnemer

    Chief Executive OfficerCRD 2758256

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Contacts

3 of 9
  • Robert Hess

    Robert Hess

    TraderCRD 1692578

  • Erik Smith

    CD TraderCRD 2491776

  • Kenneth Kerr

    Kenneth Kerr

    DirectorCRD 2752557

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
6101 Carnegie Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth