First Sentier Investors (UK) Funds Limited

Overview

First Sentier Investors (UK) Funds Limited is a corporation operating as an institutional registered investment adviser focused on managing pooled investment vehicles. The firm is structured as a foreign/individual-owned entity, registered with the SEC in 2014, and charges advisory fees as a percentage of assets under management. Its stated activity set includes commodity pool operator/commodity trading advisor (CPO/CTA) work and portfolio management for pooled vehicles. The firm identifies as an active ESG investor and serves an institutional client base rather than retail households. The firm’s regulatory and business affiliations are broad: it is connected with broker-dealers and other investment advisers, is identified as a registered security-based swap dealer, and has roles that include sponsoring or acting as GP/managing member of pooled vehicles. Those affiliations suggest the firm has operational capabilities to sponsor and run pooled structures and to use swaps and related derivatives as part of its strategies.

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Location & Offices