Stonebridge Advisors LLC

RIASEC Registered
Total AUM
$11.8B
Discretionary
$11.8B
100% of AUM
Avg account
$3.2M
Accounts
3,739
Employees
15
Advisory reps
13

Firm details

Headquarters
Wilton, Connecticut
CRD number
134017
Registered since
February 18, 2005
Custodians
CHARLES SCHWAB & CO., INC., UBS FINANCIAL SERVICES INC., MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM
Client types
  • Investment Companies86.67%
  • Other Investment Advisers11.18%
  • Pension & Profit Sharing Plans0.61%
  • Individuals0.57%
  • HNWI0.43%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Stonebridge Advisors LLC is an institutional registered investment adviser that provides portfolio management across individual, family and institutional clients. The firm is registered with the SEC and first registered in 2005. Its business model centers on discretionary portfolio management for individuals/small businesses, investment companies, and other businesses or institutions, and it charges fees as a percentage of assets under management. Beyond advisory services, Stonebridge operates in several industry roles: it is affiliated with broker-dealers and other investment advisers, and it lists activities as a sponsor, general partner or managing member of pooled investment vehicles and as a CPO/CTA. Those roles imply the firm both advises managed accounts and sponsors or manages pooled funds or commodity/derivative-focused vehicles. Stonebridge does not identify itself as an active ESG investor and is not described as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Other 11%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%90%
  • Exchange Traded Equities90%
  • Other11%
  • Cash & Cash Equivalents2%
  • Public Funds/Mutual Funds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$60.8M in ETFs

Passive

100%

$60.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO PREFERRED ETF (PGX)InvescoPassivePreferred Stock$58.1M5,773,06895.63%

Location

Primary office

Wilton, CT

Fairfield

Location

Wilton, CT

Headquartered in Wilton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
10 Westport Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth