GOLDBERG LINDSAY & CO. LLC

RIASEC RegisteredEst. 2006
Total AUM
$11.9B
Discretionary
$11.9B
100% of AUM
Avg account
$361M
Accounts
33
Employees
55
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
141029
Registered since
July 21, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Goldberg Lindsay & Co LLC is an SEC-registered limited liability company that operates as a private fund manager with a focus on pooled investment vehicles. The firm registered with the SEC in 2006 and serves an institutional client base. Its public disclosure lists business activities as a CPO/CTA and advisory work centered on portfolio management for pooled funds. Goldberg Lindsay charges both percentage-of-AUM and performance-based fees and reports being an active ESG investor. The firm is structured as a private equity fund manager and also identifies industry roles as an investment adviser, CPO/CTA, and sponsor/GP/managing member of pooled vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • EPHRAIM MERNICK

    COOCRD 5945880

  • ALAN GOLDBERG

    CEO and Co-FounderCRD 1132982

Contacts

3 of 4
  • Pickel James

    General CounselCRD 7285669

  • ROBERT LINDSAY

    Co-Founder and ChairmanCRD 1802687

  • JAMES TRIEDMAN

    Managing PartnerCRD 5179889

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
630 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth